August 18, 2015
The bank’s advisors and fund managers were accused of misrepresenting the risk attached to two leveraged fixed income strategies.
August 11, 2015
The bank allegedly deceived investors on the state of its liquidated corporate special opportunities hedge fund in 2007, according to court documents.
August 11, 2015
Investors are unhappy with fees charged by State Farm Investment Management for target-date funds run by BlackRock.
August 10, 2015
The firm’s subsidiary, Guggenheim Partners Investment Management, failed to report a $50 million loan from a client to a senior executive in 2010, the SEC said.
August 7, 2015
Bond market illiquidity and mega-manager leverage foster compliance issues—and not just for PIMCO, Morningstar argues.
August 4, 2015
An investigation into valuations in the PIMCO Total Return Active ETF’s portfolio could prompt civil action against the asset manager.
July 21, 2015
Two pension funds are among investors that have settled with the investment bank over the sale of mortgage-backed securities.
July 17, 2015
Assertions that mutual funds and management groups pose risks to the wider financial system have been disputed by an industry body.
July 16, 2015
Employer incentives + member behavioral biases = poor DC outcomes, policy researchers argue.
July 14, 2015
After nearly two weeks of silence, Oberlin College announced that its endowment chair—charged with fraud by the SEC—has resigned.
July 10, 2015
Bruno Iksil will face no further action from the Financial Conduct Authority.
July 8, 2015
Government shelves forced passive plans, but new rules could instead push public pensions into investment collaborations.
July 5, 2015
His hedge fund AlphaBridge fabricated asset valuations and overcharged clients, the SEC alleges.
June 29, 2015
The SEC said the private equity powerhouse unfairly charged its limited partners $17 million in fees for failed buyout deals over six years.
June 26, 2015
Dutch pension giants APG and PGGM have set out how European policymakers can get investor support for increased local investment.