Jaeson Birnbaum faces up to 20 years in prison for using investor funds for personal use and to pay earlier investors.
The SEC alleges Jose Luis Casero Sanchez ‘abused his position of trust’ by using confidential information to make trades.
The former UBS securities broker faces up to 20 years in prison for defrauding investors out of more than $30 million.
James Leonard Smith allegedly helped steal nearly $6 million from investors desperate for financing.
US authorities allege a Canadian-led group made tens of millions of dollars in penny stock scams dating back a decade.
The Nikola founder could face decades in prison for allegedly false, misleading Twitter posts.
Aron Govil allegedly siphoned $7 million from Cemtrex and Telidyne investors for personal use.
Parallax Health Sciences and the two executives settled charges related to claims the company made about a coronavirus screening test.