February 16, 2017
Bill may prohibit institutional investors from hiring the same law firm more than once.
February 14, 2017
Approximately half of Great Britain’s national infrastructure pipeline is expected to be financed by private investors between 2015 and 2021.
February 6, 2017
The new Investor Stewardship Group is comprised of asset managers and asset owners, with assets of more than $17 trillion.
January 27, 2017
Michael Cohen and Vanja Baros were “masterminds” behind the hedge fund’s alleged corruption, the SEC claimed.
January 25, 2017
The freeze puts increased focus on asset managers, their systemic risks, and the Department of Labor’s fiduciary rule.
January 4, 2017
President-elect Donald Trump intends to nominate Jay Clayton to lead the US financial regulator.
December 21, 2016
Navnoor Kang, the former director of fixed income and head portfolio strategist, allegedly accepted bribes of luxury vacations, prostitutes, and drugs.
December 19, 2016
Founder Mark Nordlicht and others were arrested Monday after misrepresenting performance and liquidity to fund investors.
November 21, 2016
Post-crisis rulebook updates are raising hedging costs on both sides of the Atlantic.
November 20, 2016
Consultants put too little weight on manager fees and fail to identify managers that offer better returns, the Financial Conduct Authority said.
October 5, 2016
Asset managers must calculate and communicate transaction costs to pension investors, says the UK’s Financial Conduct Authority.
September 29, 2016
The hedge fund group made “illicit payments” to African officials for access to mining assets and to encourage investment in Och-Ziff funds, the SEC alleged.
September 21, 2016
Leon Cooperman and Omega Advisors allegedly profited from nonpublic information, the SEC claims.
September 11, 2016
Many features college DC plans are sued over are a source of guaranteed retirement income—solutions regulators and legislators are actively seeking to add to 401(k) plans, the consultant argued.
August 23, 2016
The US Securities and Exchange Commission said the private equity firm failed to properly disclose conflicts of interest to investors.