Tag: compliance

Research September 23, 2025

SWFs Lag in Using AI for Compliance, per IFSWF Survey

Only 15% of sovereign wealth funds use artificial intelligence in their compliance operations, according to a report from the International Forum of Sovereign Wealth Funds.

Regulation December 16, 2024

How to Comply with the New Federal Outbound Investment Regulations

H.K. Park, of Crumpton Global, and Laura Black, of Akin Gump, review the details of the new Treasury regulation, which takes effect January 2, restricting U.S. investors' investing in certain Chinese companies.

Regulation August 30, 2023

SEC Adopts Private Fund Adviser Rules Aimed at Increasing Transparency

In dissent, Commissioner Peirce said the new rules will harm investors, while Commissioner Uyeda called them ‘arbitrary and capricious.’

Newsmakers November 22, 2022

DOL’s Releases Final ESG Rule for ERISA Plans

Plan sponsors can consider climate and other ESG factors when selecting investments and voting proxies.

Asset Management Culture April 2, 2020

Asset Managers Face COVID-19 Legal, Compliance Issues

Shearman & Sterling identifies matters for asset managers to consider during the pandemic.

May 4, 2017

Dodging the Outsourcing Minefield

Due diligence is not just corporate wallpaper: it's your insurance policy when you have to defend your outsourcing picks.