Regulation
How Endowments and Foundations Can Deal With Federal Regulation Changes
Consultants and attorneys explain how these institutions can prepare for new standards.
Tag: compliance
Research
SWFs Lag in Using AI for Compliance, per IFSWF Survey
Only 15% of sovereign wealth funds use artificial intelligence in their compliance operations, according to a report from the International Forum of Sovereign Wealth Funds.
Regulation
How to Comply with the New Federal Outbound Investment Regulations
H.K. Park, of Crumpton Global, and Laura Black, of Akin Gump, review the details of the new Treasury regulation, which takes effect January 2, restricting U.S. investors' investing in certain Chinese companies.
Regulation
SEC Adopts Private Fund Adviser Rules Aimed at Increasing Transparency
In dissent, Commissioner Peirce said the new rules will harm investors, while Commissioner Uyeda called them ‘arbitrary and capricious.’
Newsmakers
DOL’s Releases Final ESG Rule for ERISA Plans
Plan sponsors can consider climate and other ESG factors when selecting investments and voting proxies.
Asset Management Culture
Asset Managers Face COVID-19 Legal, Compliance Issues
Shearman & Sterling identifies matters for asset managers to consider during the pandemic.
Dodging the Outsourcing Minefield
Due diligence is not just corporate wallpaper: it's your insurance policy when you have to defend your outsourcing picks.