Tag: Consolidated Audit Trail database

Regulation July 2, 2026

Consolidated Audit Trail Concept Release Elicits Strong Industry Support

SIFMA and the ASA are among the organizations urging Congress and the SEC to protect investors’ personally identifiable information.

Pensions June 5, 2024

Former TIAA Trader Sentenced to Nearly 6 Years for $47 Million Insider Trading Scheme

Lawrence Billimek allegedly profited from information regarding behemoth’s impending stock purchases and sales.

Artificial Intelligence: Moving up the Investment Value Chain

Recent developments show a move from simple productivity gains toward systems solutions, but how will...

Why Institutional Capital Keeps Missing the Climate Infrastructure Opportunity

New models are emerging for investors to scale climate infrastructure opportunities, but they require the...

What Limited Partners Want: Asset owner limited partners seek best-in-class managers, alignment of interest with general partners, and clarity around fees, exits, conflicts of interest and more when committing to private markets.