Regulation
Consolidated Audit Trail Concept Release Elicits Strong Industry Support
SIFMA and the ASA are among the organizations urging Congress and the SEC to protect investors’ personally identifiable information.
Tag: data security
Regulation
SEC Finalizes Reg S-P Data Security Rule
Covered parties must inform customers of a data breach within 30 days.
Risk
Will AI Compromise Security for Institutional Investors?
Integrating artificial intelligence is all the rage, but organizations must consider what vulnerabilities it might expose and how they can plug them.