Tag: division of enforcement

Newsmakers April 8, 2026

Former Regional Director to Return to SEC as Head of Enforcement

Securities lawyer David Woodcock will return to the Securities and Exchange Commission to lead the division, effective May 4.

Newsmakers August 22, 2025

Margaret Ryan Named Director of SEC’s Enforcement Division

The Marine lawyer and U.S. Armed Forces Court of Appeals judge’s appointment is effective September 2.

Regulation November 12, 2019

SEC Extends Enforcement Reach in 2019

Money returned to swindled investors jumps 50% to $1.2 billion.

AI and the Talent Issue

Artificial intelligence has implications for early-career investment professionals.

Asset Manager Team Compensation Set to Increase Despite Market Volatility, Uncertainty

Fundraising woes will weigh on private equity bonuses, a report from Johnson Associates finds.

Market experts Indrani De, of FTSE Russell; Rebecca Patterson, a member of the Council on Foreign Relations; and Rachel Ziemba, of Ziemba Insights; share forward-looking analysis of the forces that will shape the U.S. economy and on what they expect to drive markets in 2026.