Newsmakers
S&P Global Settles SEC Conflict of Interest Charges
Ratings agency agrees to $2.5 million fine over charges its sales and marketing team influenced analytics.
About $570 million to be returned to investors.
Managers at firms with an ESG strategy should expect to be summoned to committee hearings should the Republicans take either house.
Reality TV star also agreed not to promote digital tokens for three years for failing to disclose promotional payment.
The regulators say the violations impeded their ability to conduct investigations.
Regulators cite rapid growth and the increased complexity of the private fund industry for need to amend confidential filing rules.
Andrew Middlebrooks allegedly embezzled money from investors to pay for jewelry, credit card bills and his wife’s business.