Tag: Securities and Exchange Commission
With the cease-and-desist order, attorneys might take aim at the publisher over alleged misleading statements.
Aron Govil allegedly siphoned $7 million from Cemtrex and Telidyne investors for personal use.
Edgar Radjabli is accused of manipulating the securities market for Veritone, among other schemes.
The SEC says the now-defunct BitConnect platform advertised 40% ‘no risk’ monthly returns.
The blank check outfits sure are popular. But issuers have the upper hand over investors, performance is a mixed bag, and they face possible tough competition.
The company’s subsidiary, Bloomberg Tradebook, allegedly transferred low-commission client orders to unaffiliated broker dealers.