
Regulation
SEC Withdraws 14 Biden-Era Rulemaking Proposals
Commission says it does not intend to issue final rules on best execution, ESG, cybersecurity and other proposals.
Natasha Vij Greiner leaves the agency after 23 years, having served in her final role since March 2024.
The firm will pay a $6.8 million fine for allegedly making false statements in regulatory filings.
Although vacated by a federal court earlier this year, the rules’ themes are still worth consideration
Disclosure requirements can be a hassle for companies, but investors seek to understand material risks.
Keith Cassidy will serve as interim acting director of the regulator’s examinations division, as Best takes second medical leave in a year.
Joshua Goltry ‘lied about nearly every aspect’ of his fund’s operations and performance, according to federal prosecutors and the SEC.