In dissent, Commissioner Peirce said the new rules will harm investors, while Commissioner Uyeda called them ‘arbitrary and capricious.’
Environmental and social resolutions boosted the number of filings this spring, ISS says, while anti-E&S resolutions also shot up.
Theorem Fund Services allegedly misappropriated and misused investors’ funds.
The proposed legislation would create a senior investor task force within the SEC.
Red Rock Secured allegedly tricked victims into selling off 401(k) assets to invest in coins at an exorbitant markup.
Ohio and Texas pension funds were among investors who lost millions as a result of James Velissaris’ fraud.
Gensler defended the SEC’s climate disclosure rules at a CII conference.
About $570 million to be returned to investors.