Tag: self-regulatory organization

Regulation July 2, 2026

Consolidated Audit Trail Concept Release Elicits Strong Industry Support

SIFMA and the ASA are among the organizations urging Congress and the SEC to protect investors’ personally identifiable information.

Regulation April 5, 2022

Proposed SEC Rules Aim to Rein in High-Frequency Traders

Regulator says algorithmic trading requires expanding the definition of a dealer to level the playing field.

What Do Limited Partners Want From Their Managers?

In a CIO webinar, institutional investors discussed their evolving relationships with and their expectations for...

Trump Administration Seeks $1B to Restore Delphi Pensions

The effort, included in $87.6 billion supplemental spending request, revives a long-running fight to restore...

What Limited Partners Want: Asset owner limited partners seek best-in-class managers, alignment of interest with general partners, and clarity around fees, exits, conflicts of interest and more when committing to private markets.

Market Entry Report – Investment Management in Australia Rainmaker's foundational report on the size and structure of Australia's investment market.
How Big Data, AI, and Litigation Funding are Revolutionizing Securities Class Actions This white paper explores the forces revolutionizing securities class actions.