Investment advisers, funds, and public companies are granted 45-day extensions for certain reports.
Manager is accused of misleading investors and using funds to buy luxury apartments.
SEC says today’s Names Rules may not be effective in stopping the implementation of misleading fund names.
Actor and ‘Zen master’ agrees to pay more than $300,000 to settle charges he unlawfully touted an ICO.
Payment includes $500 million civil penalty distributed to investors by SEC.
Alleged fraudsters used ill-gotten gains to buy luxury cars and a yacht.
Alleged perp in crypto-currency scam, Boaz Manor, said to dye his hair, grow a beard to hide identity.
Firm assumed annuitants were dead or unreachable if they didn’t respond to two mailings.
Funds were ‘pilfered’ to purchase luxury vehicles, real estate, and to pay earlier investors.