Syed Arham Arbab allegedly promised ‘fictitious’ annual returns of up to 56%.
Regulator says firm prevented investors from making informed decisions.
Daniel Pacheco is accused of bilking investors out of $26.5 million.
Regulator charges cryptocurrency firms with securities fraud.
Canada’s NextBlock allegedly misled investors as to who was advising the company.
New rules would make the PE arena a lot more navigable, welcoming, and lucrative.
Eric Lyons is accused of using ill-gotten funds to pay for luxury expenses for his family.
Matthew Rossi blamed $1.8 million in losses on nonexistent rogue trader.
Former CEO maintains that allegations of misconduct are not true.
Regulators agree to continue cooperation uninterrupted after the UK leaves the EU.
Omar Zaki agrees to $25,000 SEC fine, three-year ban from investment industry.
Guidance intended to help investors determine when a digital asset is a security.
Supports SEC in allowing agency to hold individuals liable even if they did not make a statement deemed fraudulent.