Violators agree to return more than $125 million to clients.
Proposition would allow businesses to solicit institutional investor interest before filing an IPO.
The SEC charges nine for trading on non-public information.
Settlement is the SEC’s eighth action against a bank or broker in its ongoing ADR investigation.
Proposed legislation aims to provide light-touch regulatory guidance for digital tokens.
Crowe LLC let $100 million in unpaid taxes slip under its radar, SEC alleges.
AriseBank claimed to be the world’s first decentralized bank.
Boxing champion, music producer agree to pay more than $750,000 in fines combined.
EtherDelta founder Zachary Coburn to pay nearly $400,000 in disgorgement and fines.
ITG agrees to second multimillion-dollar settlement with SEC in three years.
SEC alleges bank profited from ‘industry-wide fraud.’
Most disgorgement payments came from the Petróleo Brasileiro SA case.
Christopher Faulkner is ordered to pay more than $25 million in disgorgement and fines.