Aron Govil allegedly siphoned $7 million from Cemtrex and Telidyne investors for personal use.
Parallax Health Sciences and the two executives settled charges related to claims the company made about a coronavirus screening test.
The regulator’s chief says he’s concerned about the greenwashing of ESG investments.
A Miami-based investment adviser is accused of channeling millions in trading profits to his parents’ accounts.
It would require companies to reveal how environmental, social, and governance metrics affect their business strategy.
Edgar Radjabli is accused of manipulating the securities market for Veritone, among other schemes.
The SEC says the now-defunct BitConnect platform advertised 40% ‘no risk’ monthly returns.