AriseBank claimed to be the world’s first decentralized bank.
Boxing champion, music producer agree to pay more than $750,000 in fines combined.
EtherDelta founder Zachary Coburn to pay nearly $400,000 in disgorgement and fines.
ITG agrees to second multimillion-dollar settlement with SEC in three years.
SEC alleges bank profited from ‘industry-wide fraud.’
Most disgorgement payments came from the Petróleo Brasileiro SA case.
Christopher Faulkner is ordered to pay more than $25 million in disgorgement and fines.
More than a dozen international regulators helped unravel conspiracy.
Firm fined $4 million as former president accepts three-year ban from securities industry.
The SEC Twitter scandal looked like a nail in Tesla’s coffin, but a swift settlement surged shares and will see the automaker remain CEO at the expense of his chairman gig and a $40 million payment.
By impersonating contractors for the firm, intruders gained access to personal information of 5,600 customers.
Firm agrees to pay $2.5 million fine to settle with regulator.
Alexander Capital to pay more than $400,000 in fines for brokers who ‘churned’ accounts.
Firm ordered to pay nearly $16 million for ‘deceiving’ customers.
She has been climbing the agency’s ladder since 2013.