Tag: Form 13F

Regulation July 6, 2022

SEC Adopts New E- Filing Rules

Changes aim to modernize regulator’s records management process and make filings more accessible to the public.

Regulation July 20, 2020

SEC’s Proposal to Raise 13F Threshold Stifles Transparency, Critics Say

Dissenting commissioner says regulator doesn’t have the legal authority to raise reporting criteria.

Asset Management Culture July 16, 2020

Why Soros, Singer, Paulson (but Not Dalio or Buffett) May Soon Be Exempt from Disclosing Stock Holdings

SEC proposal would lift reporting threshold to $3.5 billion, from $100 million now.