Reality TV star also agreed not to promote digital tokens for three years for failing to disclose promotional payment.
Tag: Gary Gensler
Regulators cite rapid growth and the increased complexity of the private fund industry for need to amend confidential filing rules.
SEC leaders say the final amendments aim to avoid burdens on proxy voting businesses that may impair the timeliness and independence of their advice.
The regulator wants companies to better inform investors about their risks from hackers.
BlockFi settles charges that it misled investors about the level of risk involved in its interest-bearing accounts.
The regulator’s chief says he’s concerned about the greenwashing of ESG investments.