Tag: conflict of interest

Newsmakers August 7, 2020

CalPERS CIO Ben Meng’s Departure Linked to Questions on His Financial Disclosure

At issue: allegations of unreported stock transactions and also his holdings in three private equity firms the plan invested in, including Blackstone and Carlyle.

Risk July 2, 2020

SEC Warns Private Equity Conflicts of Interest Can Harm Investors

Alert of higher fees charged comes as Department of Labor clears way for PE in 401(k)s.

 

Regulation May 18, 2020

Morningstar to Pay $3.5 Million SEC Conflict of Interest Penalty

Analysts conducted both sales and ratings operations, the US securities regulator said.