Tag: Gurbir Grewal

Newsmakers November 17, 2022

SEC Rakes in Record $6.44 Billion in Penalties, Disgorgement in Fiscal 2022

Whistleblower program doles out $229 million.

Regulation February 10, 2022

HeadSpin Avoids SEC Penalty Through Remediation

CEO Manish Lachwani allegedly falsely inflated the software firm’s revenue by $800 million.

 

Regulation November 30, 2021

SEC Whistleblower Program Has Record Year in Fiscal 2021

The regulator gave $564 million to 108 tipsters, while distributing $521 million to harmed investors.