Tag: investment adviser fraud

Manager Selection July 23, 2021

Investment Firm CEO Gets 5 Years in Prison for Securities Fraud

L-R Managers co-founder Donald LaGuardia has also been ordered to pay $6.6 million in fines and restitution.

February 4, 2021

CIO Pleads Guilty to Role in $100 Million Fraud

International Investment Group’s David Hu faces a maximum sentence of 45 years in prison.

Regulation November 17, 2020

NYC Investment Fund Manager Convicted of Multiple Fraud Charges

Donald LaGuardia faces a maximum of 45 years in prison for misappropriating funds and lying to investors.

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2021 Outsourced-Chief Investment Officer Survey

2020 Transition Management Survey

2020 Liability-Driven Investment Survey

2021 CIO Influential Investors Forum and Industry Innovation Awards Dinner

December 7, 2021 | Chelsea Piers, Pier 60 New York

Clint Coghill discusses the data challenges facing the institutional investment community

Backstop Solutions Group CEO Clint Coghill provides insight in the challenges Institutional investors face in today's data-driven marketplace.

Sponsored by Backstop Solutions

Revisiting Earnings Acceleration as a Source of Diversifying Excess Returns Is earnings acceleration an underused source of diversification and excess return? See what the new data shows.
A customized approach to ESG doesn’t have to be expensive Many investors are finding that off-the-shelf approaches are not meeting their organization’s unique ESG needs. This case study explores how Invesco created a suite of ESG mandates which track custom-built indexes for a large US-bank, focusing on specific environmental and social issues.
Investing in Companies That Are Shaping the Future For institutional investors, particularly public plans, the need for diverse and uncorrelated returns is paramount. Both traditional global equity investors and those committed to sustainable investment agendas would benefit from an actively managed allocation to the decarbonization theme.