Tag: investment adviser fraud

Manager Selection July 23, 2021

Investment Firm CEO Gets 5 Years in Prison for Securities Fraud

L-R Managers co-founder Donald LaGuardia has also been ordered to pay $6.6 million in fines and restitution.

February 4, 2021

CIO Pleads Guilty to Role in $100 Million Fraud

International Investment Group’s David Hu faces a maximum sentence of 45 years in prison.

Regulation November 17, 2020

NYC Investment Fund Manager Convicted of Multiple Fraud Charges

Donald LaGuardia faces a maximum of 45 years in prison for misappropriating funds and lying to investors.