Tag: investment adviser fraud

February 4, 2021

CIO Pleads Guilty to Role in $100 Million Fraud

International Investment Group’s David Hu faces a maximum sentence of 45 years in prison.

Regulation November 17, 2020

NYC Investment Fund Manager Convicted of Multiple Fraud Charges

Donald LaGuardia faces a maximum of 45 years in prison for misappropriating funds and lying to investors.

View All Podcasts >

2020 Transition Management Survey

2020 Liability-Driven Investment Survey

2020 Outsourced-Chief Investment Officer Survey

2021 Virtual Chief Investment Officer Symposium

May 11-14, 2021 | Virtual Conference

Clint Coghill discusses the data challenges facing the institutional investment community

Backstop Solutions Group CEO Clint Coghill provides insight in the challenges Institutional investors face in today's data-driven marketplace.

Sponsored by Backstop Solutions

India offers tremendous growth potential Despite short-term challenges, India offers tremendous growth potential.
Think Real Assets Optimizing outcomes using public and private real assets
Q&A: An Analyst’s Eye View of the Risks Ahead for Plan Sponsors Dane Mott, an accounting analyst at Capital Group, recently sat down with Gary Veerman, head of LDI Solutions at Capital Group, to discuss ways to navigate the many risks ahead for plan sponsors.
Top of Mind: Time for a New Playbook on Inflation and Active Management? Multi-Asset Strategist Adam Berger considers the outlook for inflation, the changing environment for active management, and potential portfolio next steps.
Fallen Angels in Focus Fallen angels, or issuers that are downgraded from investment grade to high yield, can represent significant risk or reward depending on your vantage point and investment guidelines.
How Private Capital Markets Firms Focus on an Excellent Limited Partner Experience The guide to keeping investors happy.