Tag: Hester Peirce
Regulator aims to protect vulnerable investors from being left holding the bag after insiders have ‘cashed out.’
EisnerAmper’s Louis Bruno says private fund managers will need to adapt to meet the new standards.
The regulator says the amendments would improve systemic risk assessment and bolster oversight.
The regulator proposes disclosure rule changes regarding ‘say-on-pay’ votes and securities lending.
Commissioner Hester Peirce says the regulator needs ‘sensible solutions’ regarding crypto exchanges.